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2015 Program

November 3-5, 2015 // Hilton Chicago // Chicago, Illinois


Thursday, November 5, 2015 at 2:15 PM

T2:15D Surveillance Workshop Part II: Practical Tips/ Training the Traders

Continental C
You’ve read the rule, guidance, and most recent cases on disruptive trade practices, now what do you do?  Hear from regulators and practitioners about expectations around, and practical steps for, surveillance of trading activity by firm traders and FCM clients, including supervisory responsibilities and unique challenges related to automated trading systems.

Chair:

Michael Piracci, FCM Chief Compliance Officer & Director, Compliance, Barclays

Speakers:

Ed Dasso, Vice President of Market Regulation, National Futures Association
Lisa Dunsky, Counsel, Sidley Austin
Erik Haas, Director, Market Regulation, Intercontinental Exchange
Harris Kay, Shareholder, Greenberg Traurig
Robert Sniegowski, Executive Director, Rules & Regulatory Outreach, CME Group