file-o file-pdf-o file-word file-excel file-powerpoint file-image file-archive file-audio file-movie file-code file-openoffice file-css menu googleplus facebook instagram twitter feed youtube vimeo2 lanyrd flickr picassa deviantart github wordpress blogger tumblr yahoo soundcloud skype linkedin lastfm delicious stumbleupon stackoverflow pinterest foursquare cross arrow-left arrow-down arrow-up arrow-right arrow-left2 arrow-down2 arrow-up2 arrow-right2 arrow-left3 arrow-down3 arrow-up3 arrow-right3

You are here

2015 Program

November 3-5, 2015 // Hilton Chicago // Chicago, Illinois

Thursday, November 5, 2015 at 2:15 PM

T2:15D Surveillance Workshop Part II: Practical Tips/ Training the Traders

Continental C
You’ve read the rule, guidance, and most recent cases on disruptive trade practices, now what do you do?  Hear from regulators and practitioners about expectations around, and practical steps for, surveillance of trading activity by firm traders and FCM clients, including supervisory responsibilities and unique challenges related to automated trading systems.


Michael Piracci, FCM Chief Compliance Officer & Director, Compliance, Barclays


Ed Dasso, Vice President of Market Regulation, National Futures Association
Lisa Dunsky, Counsel, Sidley Austin
Erik Haas, Director, Market Regulation, Intercontinental Exchange
Harris Kay, Shareholder, Greenberg Traurig
Robert Sniegowski, Executive Director, Rules & Regulatory Outreach, CME Group