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2015 Program

November 3-5, 2015 // Hilton Chicago // Chicago, Illinois

Thursday, November 5, 2015 at 4:00 PM

T4:00C Surveillance Systems: Can automated tracking systems help traders guard against disruptive behavior?

Continental C
As regulators give closer scrutiny to trading activity, firms are seeking ways to better monitor for market abuse. This panel will feature both established and cutting edge surveillance system vendors discussing how their products help compliance departments manage today’s high trading volumes.


Nicholas Wendland, Chief Compliance Officer, Sun Trading


Blake Hausladen, Head of Implementation, Neurensic
Michael Lehman, Managing Director, Decryptex Financial Laboratories
Michael O’Brien, Global Head of Product Management, Nasdaq SMARTS
Travis Schwab, Chief Executive Officer, Eventus Systems