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2015 Program

November 3-5, 2015 // Hilton Chicago // Chicago, Illinois


Wednesday, November 4, 2015 at 2:00 PM

W2:00D MiFID II: What do U.S. market participants need to know?

Buckingham
MiFID II will dramatically reshape EU market structure and the way firms operate in the financial services sector. These new rules will become effective January 2017 and apply across all asset classes with limited exemptions. They will impact both firms operating within the EU and those accessing EU venues. This session is designed to brief U.S. market participants on what they need to do to prepare for MiFID II. Topics include: direct electronic access, automated trading, definition of HFT, algo tagging, market making, sponsored access, indirect clearing, equivalence, and straight-through processing.

Chair:

Jackie Mesa, Executive Director, FIA Global

Speakers:

Mark Husler, Chief Executive Officer, UnaVista, London Stock Exchange Group
Nathaniel Lalone, Partner, Katten Muchin Rosenman UK
Ben Morof, Associate General Counsel & Chief Compliance Officer, Teza Technologies
Simon Puleston Jones, Chief Executive Officer, FIA Europe
Matthew VosBurgh, Vice President, Agency Derivatives Services, Barclays