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2015 Program

November 3-5, 2015 // Hilton Chicago // Chicago, Illinois

Thursday, November 5, 2015 at 4:00 PM

T4:00D FIA Tech Brokerage Workshop

Brokerage pay and collects continue to challenge executing and clearing brokers, but progress is being made to revolutionize the way the process works. This panel will discuss the efforts underway to digitize rates, manage EGUS agreements, standardize invoices and reconcile efficiently. 


James Woods, Chief Technology Officer, FIA Tech


Tom Neville, Executive Director, Morgan Stanley
Bernard Sapato, Vice President, Deutsche Bank Securities
Gregory Thompson, Global Manager of Income & Expense, Goldman Sachs
Sandra Ward, Global Manager of ETD Brokerage, UBS