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L&C 2015 Program


Tuesday, June 23, 2015 at 2:00 PM

9. The JAC Margin Handbook - A User's Guide and a Blueprint for Revisions

Salon 3, Lobby Level

The panel will discuss the role of the JAC in the regulation of FCMs and will address topics such as process, transparency, review of JAC handbooks, and some of the points that may surprise you. The panel will also focus on what needs to be updated/conformed, analysis of recent rulemaking initiatives, and the current status of JAC 14-03.

Moderator:

Bruce Beatus, Director & Associate General Counsel, Bank of America Merrill Lynch

Speakers:

Mark Buro, Director, Regulatory Reporting, Bank of America Merrill Lynch
Kevin Foley, Partner, Katten Muchin Rosenman
Stephen Humenik, Of Counsel, Covington & Burling
Debbie Kokal, Executive Director & Chairman of the Joint Audit Committee, CME Group
Stephen Morris, Executive Director, Legal & Compliance, Morgan Stanley
Tom Smith, Interim Director & Chief Accountant, Division of Swap Dealer & Intermediary Oversight, Commodity Futures Trading Commission
Dale Spoljaric, Managing Director, National Futures Association
Teresa Warta, Executive Director, Futures & Options and OTC Clearing Treasury, J.P. Morgan Securities