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L&C 2015 Program

Tuesday, June 23, 2015 at 2:00 PM

11. Same or Different: SEF Execution v. Futures Execution

Maryland Suite, Lobby Level

SEFs are trying to establish a productive marketplace while facing challenges with new products and new regulations. Futures exchanges are long-established but are still facing new regulatory changes. The panel will look at how SEF executions differ from futures executions (and how they are the same) and what lessons each can learn from the other.


Kim Johns, Vice President & Associate General Counsel, Goldman Sachs


Jon Debord, Senior Vice President & Assistant General Counsel, Citigroup
Doug Friedman, Managing Director & General Counsel, Tradeweb
Thomas LaSala, Managing Director & Chief Regulatory Officer, CME Group
Peter Malyshev, Counsel, Latham & Watkins
Nancy Markowitz, Deputy Director, Exchange & Data Repository Branch, Division of Market Oversight, Commodity Futures Trading Commission