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L&C 2015 Program

Wednesday, June 24, 2015 at 10:30 AM

19. Developments in Asset Management

Washington 4, Lower Level

This panel will discuss no-action relief, including panelistsí thoughts on the more recent CPO no-action letters, annual reporting requirements for CPOs and CTAs and other recent developments with respect to an asset managerís use of derivatives.


Ari Nakkab, Deputy Chief Compliance Officer, Global Head of Fixed Income Compliance, Millennium Management


Patricia Cushing, Director, Compliance, National Futures Association
Susan Ervin, Partner, Davis Polk & Wardwell
Rita Molesworth, Partner, Willkie Farr & Gallagher
Amanda Olear, Associate Director, Registration & Compliance Branch, Division of Swap Dealer & Intermediary Oversight, Commodity Futures Trading Commission