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L&C 2015 Program


Wednesday, June 24, 2015 at 10:30 AM

19. Developments in Asset Management

Washington 4, Lower Level

This panel will discuss no-action relief, including panelistsí thoughts on the more recent CPO no-action letters, annual reporting requirements for CPOs and CTAs and other recent developments with respect to an asset managerís use of derivatives.

Moderator:

Ari Nakkab, Deputy Chief Compliance Officer, Global Head of Fixed Income Compliance, Millennium Management

Speakers:

Patricia Cushing, Director, Compliance, National Futures Association
Susan Ervin, Partner, Davis Polk & Wardwell
Rita Molesworth, Partner, Willkie Farr & Gallagher
Amanda Olear, Associate Director, Registration & Compliance Branch, Division of Swap Dealer & Intermediary Oversight, Commodity Futures Trading Commission