L&C 2016 Program

* Program subject to change

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Wednesday, May 4, 2016

11:00 AM Registration Opens
2:15 PM 1. The Great Divide
3:45 PM Refreshment Break
4:15 PM 2. Getting Direct with the Directors
6:00 PM Opening Reception
7:05 PM New York Yankees vs. Baltimore Orioles (Separate Ticket Required)

Thursday, May 5, 2016

7:30 AM Registration Opens
8:30 AM Concurrent Session
3A. Customer Protection/ Segregation
Concurrent Session
4. Uncleared Swaps Issues
Concurrent Session
5. Procedures, Reports and Liability: Obligations of Risk Managers, Compliance Officers and Potential Liability
9:15 AM Concurrent Session
3B. Basics of Basel
10:00 AM Refreshment Break
10:30 AM Concurrent Session
6. Capital & Leverage
Concurrent Session
7. Responding to an Investigation or 4g Request
Concurrent Session
8. MiFID II/MiFIR and other Non-US Developments
12:00 PM Keynote Lunch
2:00 PM Concurrent Session
9A. What is Spoofing?
Concurrent Session
10. Cleared Swaps and Swaps Execution Issues
Concurrent Session
11. Ethics
2:45 PM Concurrent Session
9B. Automated Trading Requirements
3:30 PM Refreshment Break
4:00 PM Concurrent Session
12. Regulation AT
Concurrent Session
13. The Great Debate
Concurrent Session
14. Asset Management
6:00 PM Reception & Dinner

Friday, May 6, 2016

7:30 AM Registration Opens
8:30 AM Concurrent Session
15. Regulatory Land Mines
Concurrent Session
16. Crisis Management: Cyber Attack
Concurrent Session
17. End Users: How Do CFTC, FERC and Exchange Rules Affect You?
10:00 AM Refreshment Break
10:30 AM Concurrent Session
18A. Bankruptcy Basics
Concurrent Session
19. Advising the Trading Desk
Concurrent Session
20. Enforcement/ Litigation
11:15 AM Concurrent Session
18B. Advanced Bankruptcy Issues
12:00 PM Concurrent Session
Farewell Networking Box Lunch
Concurrent Session
Lunch & Learn: Cryptocurrencies and Blockchain Technology--Truth or Dare?