L&C 2016 L&C 2016 Program

* Program subject to change
 Wednesday, May 4, 2016
11:00 AMRegistration Opens
2:15 PM1. The Great Divide
3:45 PMRefreshment Break
4:15 PM2. Getting Direct with the Directors
6:00 PMOpening Reception
7:05 PMNew York Yankees vs. Baltimore Orioles (Separate Ticket Required)
 Thursday, May 5, 2016
7:30 AMRegistration Opens
8:30 AM3A. Customer Protection/ Segregation4. Uncleared Swaps Issues5. Procedures, Reports and Liability: Obligations of Risk Managers, Compliance Officers and Potential Liability
9:15 AM3B. Basics of Basel
10:00 AMRefreshment Break
10:30 AM6. Capital & Leverage7. Responding to an Investigation or 4g Request8. MiFID II/MiFIR and other Non-US Developments
12:00 PMKeynote Lunch
2:00 PM9A. What is Spoofing?10. Cleared Swaps and Swaps Execution Issues 11. Ethics
2:45 PM9B. Automated Trading Requirements
3:30 PMRefreshment Break
4:00 PM12. Regulation AT13. The Great Debate14. Asset Management
6:00 PMReception & Dinner
 Friday, May 6, 2016
7:30 AMRegistration Opens
8:30 AM15. Regulatory Land Mines16. Crisis Management: Cyber Attack17. End Users: How Do CFTC, FERC and Exchange Rules Affect You?
10:00 AMRefreshment Break
10:30 AM18A. Bankruptcy Basics19. Advising the Trading Desk20. Enforcement/ Litigation
11:15 AM18B. Advanced Bankruptcy Issues
12:00 PMFarewell Networking Box LunchLunch & Learn: Cryptocurrencies and Blockchain Technology--Truth or Dare?
FIA
2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C.20006
(202) 466-5460 phone
(202) 296-3184 fax
fia.org