L&C 2014 Program

* Program subject to change

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Wednesday, May 7, 2014

1:00 PM Registration Opens
2:00 PM 1. CRF (Compliance Rapid Fire) Baltimore: 2014
4:00 PM One-on-One with Former CFTC General Counsels
4:30 PM 2. CFTC Roundup - What's New at the Divisions?
6:00 PM Opening Reception

Thursday, May 8, 2014

7:30 AM Registration Opens
8:30 AM Concurrent Session
3. U.S. Access to Non-U.S. Markets - Revised Part 30 and Non-U.S. Cleared Swaps
Concurrent Session
4. Implementation of New Customer Protection Rules
Concurrent Session
5. Position Limits - Dj Vu All Over Again
10:30 AM Concurrent Session
6. Chief Compliance Officer - First "Big" Year
Concurrent Session
7. Cross-Border Issues That Should Be On Your Mind
Concurrent Session
8. SEF Market Structure - Do We Have a Market and Does It Have a Structure?
12:00 PM Keynote Lunch
2:00 PM Concurrent Session
9. There Are No Rogue Traders, Just Bad Supervision
Concurrent Session
10. Futures 101: NFA Bylaw 1101 and Aiding and Abetting - What Do You Need to Know About Your Customer?
Concurrent Session
11. Redefining the Bank Holding Company through Regulation: From Volcker to Physical Commodities
4:00 PM Concurrent Session
12. CFTC Automated Trading Concept Release In Practice
Concurrent Session
13. Litigation and Enforcement Update
Concurrent Session
14. Risk Reports and Risk Disclosure for FCMs and Swap Dealers
6:00 PM Reception & Dinner
8:30 PM After-Party

Friday, May 9, 2014

7:30 AM Registration Opens
8:30 AM Concurrent Session
15. OCR
Concurrent Session
16. Ethics
Concurrent Session
17. Registration and Beyond
10:30 AM Concurrent Session
18. EFRPs, Blocks, Wash Sales and Cross Trades: What Has Changed?
Concurrent Session
19. Developments in Asset Management
Concurrent Session
20. Basel III Implications for FCMs and SDs - Why Do We Need These Netting Opinions?
12:00 PM Farewell Networking Box Lunch