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L&C 2014 Program

Thursday, May 8, 2014 at 10:30 AM

7. Cross-Border Issues That Should Be On Your Mind

Harborside C

This session will focus on the impact of EMIR on FCMs that are members of EU-regulated DCOs, non-U.S. entities that are clearing for non-U.S. customers at DCOs, disclosure requirements for segregation, and other key issues affecting international firms. The panel will also address arranging cross-border swaps and the complexities under Dodd-Frank, cross-border considerations in determining where to book client business under Dodd-Frank and EMIR, and cross-border issues in issuing research under Dodd-Frank.


Eileen Flaherty, Global Head of Compliance & FCP, Newedge USA, and General Counsel, Newedge Americas


Trabue Bland, Vice President of Regulatory Affairs, IntercontinentalExchange
Guy Dempsey, Partner, Katten Muchin Rosenman
Tracey Jordal, Executive Vice President and Attorney, PIMCO
Jacqueline Mesa, Executive Director, FIA Global
John Nicholas, Global Head of New Regulation Monitoring and Implementation, Newedge
Ananda Radhakrishnan, Director, Division of Clearing and Risk, Commodity Futures Trading Commission