file-o file-pdf-o file-word file-excel file-powerpoint file-image file-archive file-audio file-movie file-code file-openoffice file-css menu googleplus facebook instagram twitter feed youtube vimeo2 lanyrd flickr picassa deviantart github wordpress blogger tumblr yahoo soundcloud skype linkedin lastfm delicious stumbleupon stackoverflow pinterest foursquare cross arrow-left arrow-down arrow-up arrow-right arrow-left2 arrow-down2 arrow-up2 arrow-right2 arrow-left3 arrow-down3 arrow-up3 arrow-right3

You are here

L&C 2014 Program


Thursday, May 8, 2014 at 10:30 AM

7. Cross-Border Issues That Should Be On Your Mind

Harborside C

This session will focus on the impact of EMIR on FCMs that are members of EU-regulated DCOs, non-U.S. entities that are clearing for non-U.S. customers at DCOs, disclosure requirements for segregation, and other key issues affecting international firms. The panel will also address arranging cross-border swaps and the complexities under Dodd-Frank, cross-border considerations in determining where to book client business under Dodd-Frank and EMIR, and cross-border issues in issuing research under Dodd-Frank.

Moderator:

Eileen Flaherty, Global Head of Compliance & FCP, Newedge USA, and General Counsel, Newedge Americas

Speakers:

Trabue Bland, Vice President of Regulatory Affairs, IntercontinentalExchange
Guy Dempsey, Partner, Katten Muchin Rosenman
Tracey Jordal, Executive Vice President and Attorney, PIMCO
Jacqueline Mesa, Executive Director, FIA Global
John Nicholas, Global Head of New Regulation Monitoring and Implementation, Newedge
Ananda Radhakrishnan, Director, Division of Clearing and Risk, Commodity Futures Trading Commission