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L&C 2014 Program


Thursday, May 8, 2014 at 10:30 AM

8. SEF Market Structure - Do We Have a Market and Does It Have a Structure?

Harborside D/E

This session will cover the current state of SEFs and the challenges contained in their rules, plus straight through processing including bunched orders, agency execution and certainty of clearing.

Co-Moderators:

Kim Johns, Vice President & Associate General Counsel, Goldman Sachs
Hina Mehta, Executive Director & Counsel, UBS Securities

Speakers:

Jon Debord, Senior Vice President & Assistant General Counsel, Citigroup
Stephen Humenik, Of Counsel, Covington & Burling
Peter Malyshev, Counsel, Latham & Watkins
Nancy Markowitz, Deputy Director, Exchange and Data Repository Branch, Division of Market Oversight, Commodity Futures Trading Commission
Matthew Nevins, Managing Director & Associate General Counsel, SIFMA AMG
Sarah Nickerson, Director & Associate General Counsel, Bank of America Merrill Lynch
Rick Ostrander, Managing Director, Legal & Compliance Division, Blackrock