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L&C 2014 Program

Thursday, May 8, 2014 at 10:30 AM

8. SEF Market Structure - Do We Have a Market and Does It Have a Structure?

Harborside D/E

This session will cover the current state of SEFs and the challenges contained in their rules, plus straight through processing including bunched orders, agency execution and certainty of clearing.


Kim Johns, Vice President & Associate General Counsel, Goldman Sachs
Hina Mehta, Executive Director & Counsel, UBS Securities


Jon Debord, Senior Vice President & Assistant General Counsel, Citigroup
Stephen Humenik, Of Counsel, Covington & Burling
Peter Malyshev, Counsel, Latham & Watkins
Nancy Markowitz, Deputy Director, Exchange and Data Repository Branch, Division of Market Oversight, Commodity Futures Trading Commission
Matthew Nevins, Managing Director & Associate General Counsel, SIFMA AMG
Sarah Nickerson, Director & Associate General Counsel, Bank of America Merrill Lynch
Rick Ostrander, Managing Director, Legal & Compliance Division, Blackrock