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L&C 2014 Program

Thursday, May 8, 2014 at 4:00 PM

13. Litigation and Enforcement Update

Harborside C

This session will focus on recent litigation and enforcement action with significant impact on our industry, including Knight, LIBOR and recent AML and abusive behavior cases.


Michael Otten, Executive Director, Legal, Nomura Holding America


Stephen Bedell, Partner, Foley & Lardner
Jeremy Cusimano, Director, Grant Thornton
Rene Friedman, Vice President, General Counsel, Global Head of Legal & Compliance, INTL FCStone
Charles Mills, Partner, K&L Gates
Stephen Obie, Partner, Jones Day
Trace Schmeltz, Partner, Barnes & Thornburg
Steven Schwartz, Executive Director, Global Head of Enforcement, CME Group