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L&C 2014 Program

Friday, May 9, 2014 at 8:30 AM

15. OCR

Harborside A/B

The panel will discuss the requirements in the new Ownership and Control Reporting (OCR) rules, a project to facilitate reporting, and other recent developments. The discussion will include the challenges faced and possible solutions firms have explored as well as the recent CFTC meetings.


Mary Ann Burns, Executive Vice President & Chief Operating Officer, Futures Industry Association
Mary Beth Rooney, Director, Futures/ Derivatives Clearing Compliance, Citigroup Global Markets


Mark Fabian, Vice President of Market Regulation, ICE Futures U.S.
Brian Hanley, Business Analyst, Compliance Department, Interactive Brokers Group
Jim Moran, Executive Director, Strategic & Technology Initiatives, CME Group, and Chief Compliance Officer, CME SEF
Kathryn Trkla, Partner, Foley & Lardner
Mike Warjanka, Vice President, Barclays