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L&C 2014 Program


Friday, May 9, 2014 at 8:30 AM

15. OCR

Harborside A/B

The panel will discuss the requirements in the new Ownership and Control Reporting (OCR) rules, a project to facilitate reporting, and other recent developments. The discussion will include the challenges faced and possible solutions firms have explored as well as the recent CFTC meetings.

Co-Moderators:

Mary Ann Burns, Executive Vice President & Chief Operating Officer, Futures Industry Association
Mary Beth Rooney, Director, Futures/ Derivatives Clearing Compliance, Citigroup Global Markets

Speakers:

Mark Fabian, Vice President of Market Regulation, ICE Futures U.S.
Brian Hanley, Business Analyst, Compliance Department, Interactive Brokers Group
Jim Moran, Executive Director, Strategic & Technology Initiatives, CME Group, and Chief Compliance Officer, CME SEF
Kathryn Trkla, Partner, Foley & Lardner
Mike Warjanka, Vice President, Barclays