L&C 2014 Program
Friday, May 9, 2014 at 8:30 AM
This panel will discuss key professional responsibility and ethics issues that may confront derivatives lawyers, including gatekeeper responsibilities, reporting wrongful activity within the client and to the regulator, interacting with whistleblowers and chief compliance officers, conflicts of interest, and the impact of CFTC anti-evasion rules on the furnishing of legal advice and opinion letters.
Stacie Hartman, Partner, Schiff Hardin
Lawrence Patent, Of Counsel, K&L Gates
Felicia Rector, Co-Head, Americas Securities Division Compliance, Goldman Sachs
Howard Schneider, Senior Consultant, Charles River Associates
Barry Temkin, Partner, Mound Cotton Wollan & Greengrass