file-o file-pdf-o file-word file-excel file-powerpoint file-image file-archive file-audio file-movie file-code file-openoffice file-css menu googleplus facebook instagram twitter feed youtube vimeo2 lanyrd flickr picassa deviantart github wordpress blogger tumblr yahoo soundcloud skype linkedin lastfm delicious stumbleupon stackoverflow pinterest foursquare cross arrow-left arrow-down arrow-up arrow-right arrow-left2 arrow-down2 arrow-up2 arrow-right2 arrow-left3 arrow-down3 arrow-up3 arrow-right3

You are here

L&C 2014 Program

Friday, May 9, 2014 at 10:30 AM

18. EFRPs, Blocks, Wash Sales and Cross Trades: What Has Changed?

Harborside A/B

This session will focus on recent rule changes, interpretive notices and disciplinary actions surrounding ex-pit and automated trading, including EFRPs, block trades, wash sales, cross trades, TAS and TAM/TAMM orders, and market on cash open and cash close transactions. The panel will also discuss what the SROs and firms are doing to conduct surveillance and what traders and brokers should do to comply with the rules.


Bruce Beatus, Director & Associate General Counsel, Bank of America Merrill Lynch


Mark Basile, Associate Director, Compliance, Macquarie Futures USA
Jason Fusco, Assistant General Counsel, Market Regulation, ICE Futures U.S.
David Gilberg, Partner, Sullivan & Cromwell
Matthew Kluchenek, Partner, Baker & McKenzie
William Nissen, Partner, Sidley Austin
Robert Sniegowski, Senior Director, Rules & Regulatory Outreach, CME Group