L&C 2014 Program
Friday, May 9, 2014 at 10:30 AM
18. EFRPs, Blocks, Wash Sales and Cross Trades: What Has Changed?
This session will focus on recent rule changes, interpretive notices and disciplinary actions surrounding ex-pit and automated trading, including EFRPs, block trades, wash sales, cross trades, TAS and TAM/TAMM orders, and market on cash open and cash close transactions. The panel will also discuss what the SROs and firms are doing to conduct surveillance and what traders and brokers should do to comply with the rules.
Jason Fusco, Assistant General Counsel, Market Regulation, ICE Futures U.S.
David Gilberg, Partner, Sullivan & Cromwell
Matthew Kluchenek, Partner, Baker & McKenzie
William Nissen, Partner, Sidley Austin
Robert Sniegowski, Senior Director, Rules & Regulatory Outreach, CME Group