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L&C 2014 Program

Friday, May 9, 2014 at 10:30 AM

19. Developments in Asset Management

Harborside C

This panel will discuss recent developments for asset managers including the NFA’s request for comments regarding the concept of capital rules for commodity pool operators and commodity trading advisors, the possible implications of such a requirement and whether substituted compliance with SEC rules for investment advisers might be a solution. The panel will also provide an overview of other regulatory issues applicable to the asset management community as Dodd-Frank continues to be implemented.


Rita Molesworth, Partner, Willkie Farr & Gallagher


David Cushing, Partner, Crow & Cushing
Patricia Cushing, Director, Compliance, National Futures Association
Jennifer Han, Associate General Counsel, Managed Funds Association
Brendan Kalb, General Counsel, AQR Capital Management
Dorothy Mehta, Special Counsel, Financial Services Department, Cadwalader Wickersham & Taft
Amanda Olear, Associate Director, Registration and Compliance Branch, Division of Swap Dealer & Intermediary Oversight, Commodity Futures Trading Commission