L&C 2015 L&C 2014 Program

* Program subject to change
 Wednesday, May 7, 2014
1:00 PMRegistration Opens
2:00 PM1. CRF (Compliance Rapid Fire) Baltimore: 2014
4:00 PMOne-on-One with Former CFTC General Counsels
4:30 PM2. CFTC Roundup - What's New at the Divisions?
6:00 PMOpening Reception
 Thursday, May 8, 2014
7:30 AMRegistration Opens
8:30 AM3. U.S. Access to Non-U.S. Markets - Revised Part 30 and Non-U.S. Cleared Swaps4. Implementation of New Customer Protection Rules5. Position Limits - Déjà Vu All Over Again
10:30 AM6. Chief Compliance Officer - First "Big" Year7. Cross-Border Issues That Should Be On Your Mind8. SEF Market Structure - Do We Have a Market and Does It Have a Structure?
12:00 PMKeynote Lunch
2:00 PM9. There Are No Rogue Traders, Just Bad Supervision10. Futures 101: NFA Bylaw 1101 and Aiding and Abetting - What Do You Need to Know About Your Customer?11. Redefining the Bank Holding Company through Regulation: From Volcker to Physical Commodities
4:00 PM12. CFTC Automated Trading Concept Release – In Practice13. Litigation and Enforcement Update14. Risk Reports and Risk Disclosure for FCMs and Swap Dealers
6:00 PMReception & Dinner
8:30 PMAfter-Party
 Friday, May 9, 2014
7:30 AMRegistration Opens
8:30 AM15. OCR16. Ethics17. Registration and Beyond
10:30 AM18. EFRPs, Blocks, Wash Sales and Cross Trades: What Has Changed?19. Developments in Asset Management20. Basel III Implications for FCMs and SDs - Why Do We Need These Netting Opinions?
12:00 PMFarewell Networking Box Lunch
FIA
2001 Pennsylvania Avenue N.W.
Suite 600
Washington, D.C.20006
(202) 466-5460 phone
(202) 296-3184 fax
fia.org