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Program

March 14-17, 2017 // Boca Raton Resort & Club // Boca Raton, FL


Wednesday, March 15, 2017 at 4:00 PM

The Relationship Between Regulation and Technology

Royal Palm Ballroom I-V
The growing interdependence between markets and technology presents regulators with a number of challenges. How do they provide effective oversight to this critical part of market structure? How can they make best use of technology offerings to fulfill their own objectives such as greater transparency? And, how do regulators make sure that outsourced services are fully compliant with the requirements placed on the regulated firms who use them? 

Chair:

Greg Wood, Senior Vice President, Global Industry Operations & Technology, FIA

Speakers:

Daniel Bucsa, Deputy Director, Division of Market Oversight, Commodity Futures Trading Commission
Steve Grob, Director of Group Strategy, Fidessa
Bill Harts, Chief Executive Officer, Modern Markets Initiative
Lars Ottersgård, Executive Vice President & Head of Market Technology, Nasdaq