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2016 Program


Wednesday, October 19, 2016 at 11:15 AM

W11:15B L&C: Hot Regulatory Topics: What’s Old is New Again

Continental B

1.5 CLE Credits
Do you remember EFRPs, Risk Management, OCR, and Risk Disclosures? Well, they (and others) are back and they are bringing new legal and compliance issues and challenges with them! This panel will discuss how these and other “old” topics are actually brand new (again). 

Chair:

Kim Johns, Vice President & Associate General Counsel, Goldman Sachs

Speakers:

Blake Brockway, Assistant General Counsel & Vice President, Bank of America Merrill Lynch
Patricia Donahue, Senior Vice President, Chief Compliance Officer & Regulatory Counsel, Rosenthal Collins Group
Vince McGonagle, Director, Division of Market Oversight, Commodity Futures Trading Commission
Paul Pantano, Partner, Cadwalader Wickersham & Taft