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Expo 2017 Program

October 17-19, 2017 // Hilton Chicago // Chicago, Illinois

Wednesday, October 18, 2017 at 11:15 AM

L&C: Hot Topics

Continental B

CLE Pending

This panel will discuss pressing issues being addressed by the Law and Compliance Division. From recordkeeping and audit rules, to risk disclosures, and ongoing regulatory dialogues concerning OCR and position limits, you will leave this panel up to speed on the key regulatory developments and L&C work streams.


Tammy Botsford, Executive Director & Assistant General Counsel, J.P. Morgan


Patricia Donahue, Senior Vice President, Chief Compliance Officer & Regulatory Counsel, Rosenthal Collins Group
Kim Johns, Vice President & Associate General Counsel, Goldman Sachs
Neal Kumar, Associate, Willkie Farr & Gallagher
Matthew Lisle, Vice President, Futures Chief Compliance Officer, ABN AMRO Clearing
Mike Sorrell, Assistant General Counsel, FIA