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Expo 2017 Program

October 17-19, 2017 // Hilton Chicago // Chicago, Illinois


Wednesday, October 18, 2017 at 2:00 PM

L&C: MiFID Legal Issues for U.S. Firms

Continental B

CLE Pending

Firms are focused on Europe with January 2018 just around the corner. Join us for a session that will discuss legal issues and solutions regarding the upcoming MiFID II requirements, with a special emphasis on the U.S. FCM perspective.

Chair:

Michelle Broom, Executive Director, Risk Management Group, Compliance, Macquarie Group; and Swap Dealer Chief Compliance Officer, Macquarie Bank Limited, Macquarie Energy

Speakers:

Blake Brockway, Assistant General Counsel & Vice President, Bank of America Merrill Lynch
Nathaniel Lalone, Partner, Katten Muchin Rosenman UK
Mitja Siraj, Vice President of Legal, Europe, FIA
Ray Tubridy, Senior Vice President, North American Operations & Clearing Manager, Macquarie Futures