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Expo 2017 Program

October 17-19, 2017 // Hilton Chicago // Chicago, Illinois


Thursday, October 19, 2017 at 9:15 AM

Training Workshop: Disruptive Trading Practices in an E-World

Buckingham

Spoofing, layering, flipping, banging the close, quote stuffing, wash trades and inappropriate use of liquidity schemes…this session will discuss trading practices that are being carefully scrutinized by regulators around the world. Speakers will discuss trading behaviors most likely to bring regulatory action against individuals and firms and give examples of recent cases.

Chair:

Gary DeWaal, Special Counsel, Katten Muchin Rosenman

Speakers:

Harris Kay, Officer, Greensfelder Hemker & Gale
Vito Naimoli, Senior Manager, Market Regulation, ICE Futures U.S.
Lyndon Richards, Executive Director, Compliance, J.P. Morgan
Andrew Vrabel, Executive Director, Global Investigations, CME Group