Expo 2017 Program
October 17-19, 2017 // Hilton Chicago // Chicago, Illinois
Thursday, October 19, 2017 at 10:45 AM
Training Workshop: Trading Fundamentals for Electronic Traders
This session is designed to prepare market participants to trade electronically with a focus on exchange rules. The panel starts with the basics of electronic trading including contract specifications, contract expiration conduct, trader IDs, and messaging policies. Speakers will then address areas where exchange sanctions are common such as position limits, pre-execution communication, test trades, position transfers and recordkeeping requirements.
Neal Kumar, Associate, Willkie Farr & Gallagher
Tom Mallers, Director of Compliance, Rosenthal Collins Group
Kurt Windeler, Senior Director, Market Regulation, Intercontinental Exchange