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Expo 2017 Program

October 17-19, 2017 // Hilton Chicago // Chicago, Illinois


Thursday, October 19, 2017 at 2:15 PM

Training Workshop: Off-Exchange Trading: Blocks & EFRPs

Buckingham

This session drills down on specific off-exchange trading concepts and will cover the fundamentals of block trades and exchange-for-related positions and rules related to off-exchange trading activity. Topics include client suitability, client consent, size criteria, pricing, and reporting and documentation requirements. It will also include a discussion of the FIA EFRP Agreement. Speakers will highlight areas where they see the most problems.

Chair:

Maureen Guilfoile, Executive Director & Associate General Counsel, CME Group

Speakers:

Erik Haas, Director, Market Regulation, ICE Futures U.S.
Robert Sniegowski, Executive Director, Rules & Regulatory Outreach, CME Group