Expo 2017 Program
October 17-19, 2017 // Hilton Chicago // Chicago, Illinois
Thursday, October 19, 2017 at 2:15 PM
Training Workshop: Off-Exchange Trading: Blocks & EFRPs
This session drills down on specific off-exchange trading concepts and will cover the fundamentals of block trades and exchange-for-related positions and rules related to off-exchange trading activity. Topics include client suitability, client consent, size criteria, pricing, and reporting and documentation requirements. It will also include a discussion of the FIA EFRP Agreement. Speakers will highlight areas where they see the most problems.
Robert Sniegowski, Executive Director, Rules & Regulatory Outreach, CME Group