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Expo 2017 Program

October 17-19, 2017 // Hilton Chicago // Chicago, Illinois


Thursday, October 19, 2017 at 4:00 PM

FIA Operations Americas Presents: Operational Risk and Response

Continental A

In today’s trading ecosystem, what are common operational risks and appropriate firm responses? This panel will look at scenarios specific to the current market set up, explore worst cases and discuss best practices. Panelists from across all areas of the industry will discuss how to address challenges associated with meeting regulatory requirements, maintaining global operational expertise, managing options trade processing as well as establishing business continuity and succession plans. Audience suggested scenarios and interactions are welcome.

Chair:

Jessica Darmoni, Business & Technology Analyst, Hehmeyer Trading + Investments, and Founder, The Title Connection

Speakers:

Scott Andersen, Vice President, Futures & Options and OTC Clearing Client Service, Bank of America Merrill Lynch
Mercedes Hennessy, Manager of Product Planning, FIS
Stephen Marx, Director, Citigroup Global Markets
Brian Sayers, Senior Director, Clearing Operations, CME Group
Kurt Windeler, Senior Director, Market Regulation, Intercontinental Exchange