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L&C 2017 Program

May 3-5, 2017 // Omni Shoreham Hotel // Washington, DC


Thursday, May 4, 2017 at 9:30 AM

6. Aggregation and Position Limits

Diplomat Room
This session will address the status of position limits in both the US and EU, including challenges in implementing the CFTCs Final Aggregation Rule, key issues in the CFTCs Re-proposed Position Limits Rule, the technical standards established by ESMA under the EUs MiFID II Position Limit regime, and the status of position limit implementation in EU member states. Consideration will also be given to exchange implementation of position limits and revised aggregation standards in the US and EU, as well as challenges faced by market participants with a global presence.

Moderator:

Bill McCoy, Managing Director, Legal & Compliance Division, Morgan Stanley

Speakers:

Kara Dutta, Assistant General Counsel, Intercontinental Exchange
Tom LaSala, Managing Director, Chief Regulatory Officer, CME Group
Paul Pantano, Partner, Willkie Farr & Gallagher
Victoria Sharp, Managing Director & General Counsel, Citigroup
Stephen Sherrod, Senior Economist, Commodity Futures Trading Commission