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L&C 2017 Program

May 3-5, 2017 // Omni Shoreham Hotel // Washington, DC

Thursday, May 4, 2017 at 11:30 AM

7. Enforcement Overview

Empire Room
This session will focus on significant enforcement developments in our industry, including actions by the Commission and exchanges in the areas of swap dealer reporting, spoofing and other disruptive trading, commodity insider trading and FCM liability for clients’ conduct.  This session will also discuss the new CFTC Enforcement Advisory on Cooperation.


Stacie Hartman, Partner, Schiff Hardin


Joseph Ajibesin, Executive Director, Nomura
Christian Kemnitz, Partner, Katten Muchin Rosenman LLP
James McDonald, Director, Division of Enforcement, Commodity Futures Trading Commission
Steven Schwartz, Executive Director, Global Head of Enforcement, CME Group