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L&C 2017 Program

May 3-5, 2017 // Omni Shoreham Hotel // Washington, DC


Thursday, May 4, 2017 at 2:45 PM

10. The Ins and Outs of Customer Asset Protection

Empire Room

Customer asset protection is a cornerstone of the U.S futures industry. This session will explain the basics of CFTC customer asset protection, why it works, how it impacts customers and FCMs, and what could make it go wrong. This session will also discuss recent developments in Europe.

Moderator:

Bonnie Litt, Managing Director & Associate General Counsel, Goldman Sachs

Speakers:

Eileen Flaherty, Director, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission
Kevin Foley, Partner, Katten Muchin Rosenman
Sandra McCarthy, Chief Compliance Officer, FCM Division, INTL FCStone
Deborah North, Partner, Allen & Overy