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L&C 2017 Program

May 3-5, 2017 // Omni Shoreham Hotel // Washington, DC


Thursday, May 4, 2017 at 2:45 PM

12. Asset Management

Diplomat Room
This session will review a potpourri of issues related to managed money through a review of CFTC, NFA and SEC initiatives that impact CPOs and CTAs, including CFTC and exchange position limit aggregation rules, recent no-action letters, proposed amendments to CFTC Rule 1.31, NFA’s new financial ratio reporting requirement, the Reg AT Supplement, as well as potential areas of interest of the new administration.

Moderator:

Rita Molesworth, Partner, Willkie Farr & Gallagher

Speakers:

David Mitchell, Partner, Fried Frank Harris Shriver & Jacobson
Amanda Olear, Associate Director, Managed Funds & Financial Reviews Group, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission
Lauren Teigland-Hunt, Managing Partner, Teigland-Hunt
Regina Thoele, Senior Vice President, Compliance, National Futures Association