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L&C 2017 Program

May 3-5, 2017 // Omni Shoreham Hotel // Washington, DC

Thursday, May 4, 2017 at 2:45 PM

12. Asset Management

Diplomat Room
This session will review a potpourri of issues related to managed money through a review of CFTC, NFA and SEC initiatives that impact CPOs and CTAs, including CFTC and exchange position limit aggregation rules, recent no-action letters, proposed amendments to CFTC Rule 1.31, NFAs new financial ratio reporting requirement, the Reg AT Supplement, as well as potential areas of interest of the new administration.


Rita Molesworth, Partner, Willkie Farr & Gallagher


David Mitchell, Partner, Fried Frank Harris Shriver & Jacobson
Amanda Olear, Associate Director, Managed Funds & Financial Reviews Group, Division of Swap Dealer and Intermediary Oversight, Commodity Futures Trading Commission
Lauren Teigland-Hunt, Managing Partner, Teigland-Hunt
Regina Thoele, Senior Vice President, Compliance, National Futures Association