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L&C 2017 Program

May 3-5, 2017 // Omni Shoreham Hotel // Washington, DC


Thursday, May 4, 2017 at 4:35 PM

15. Ethics: The Good, the Bad and the Ugly

Diplomat Room
What is good behavior?  What is bad (or ugly) behavior?  Is Ethics really as simple as asking what would your Mom say?  Let's make ethics practical again.  The session will provide a whirlwind overview of the life of a senior inside and outside counsel as they both wrestle with issues emanating from a CFTC investigation of their employer, affiliates, employees and a client.

Moderator:

Maria Chiodi, Managing Director & Counsel, Legal & Compliance, Credit Suisse Securities

Speakers:

James Bernard, Partner, Stroock & Stroock & Lavan
Renato Mariotti, Partner, Thompson Coburn
Michael Piracci, Director & Chief Compliance Officer, FCM, Scotia Capital USA