file-o file-pdf-o file-word file-excel file-powerpoint file-image file-archive file-audio file-movie file-code file-openoffice file-css menu googleplus facebook instagram twitter feed youtube vimeo2 lanyrd flickr picassa deviantart github wordpress blogger tumblr yahoo soundcloud skype linkedin lastfm delicious stumbleupon stackoverflow pinterest foursquare cross arrow-left arrow-down arrow-up arrow-right arrow-left2 arrow-down2 arrow-up2 arrow-right2 arrow-left3 arrow-down3 arrow-up3 arrow-right3

You are here

L&C 2017 Program

May 3-5, 2017 // Omni Shoreham Hotel // Washington, DC


Friday, May 5, 2017 at 9:00 AM

17. Data Data (and Records) Everywhere

Ambassador Ballroom
This session will review various existing and proposed CFTC and exchange rule requirements which involve the collection, maintenance and retention of data and records. This session will also discuss the implications of these requirements for FCMs, Swap Dealers and other market participants. 

Moderator:

David King, Director & FCM Chief Compliance Officer, Credit Suisse Securities

Speakers:

Matthew Lisle, Director & Futures Chief Compliance Officer, ABN AMRO Clearing Chicago
Peter Malyshev, Partner, Reed Smith
Janet McCormick, Executive Director, Compliance, Mizuho Securities
Takako Okada, Chief Compliance Officer, ICE Trade Vault
Dale Spoljaric, Managing Director, Compliance, National Futures Association
Greg Wood, Senior Vice President, Global Industry Operations & Technology, FIA