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L&C 2017 Program

May 3-5, 2017 // Omni Shoreham Hotel // Washington, DC

Friday, May 5, 2017 at 9:00 AM

17. Data Data (and Records) Everywhere

Ambassador Ballroom
This session will review various existing and proposed CFTC and exchange rule requirements which involve the collection, maintenance and retention of data and records. This session will also discuss the implications of these requirements for FCMs, Swap Dealers and other market participants. 


David King, Director & FCM Chief Compliance Officer, Credit Suisse Securities


Matthew Lisle, Director & Futures Chief Compliance Officer, ABN AMRO Clearing Chicago
Peter Malyshev, Partner, Reed Smith
Janet McCormick, Executive Director, Compliance, Mizuho Securities
Takako Okada, Chief Compliance Officer, ICE Trade Vault
Dale Spoljaric, Managing Director, Compliance, National Futures Association
Greg Wood, Senior Vice President, Global Industry Operations & Technology, FIA