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L&C 2017 Program

May 3-5, 2017 // Omni Shoreham Hotel // Washington, DC

Friday, May 5, 2017 at 9:00 AM

18. Non-Competitive Trading Exceptions: EFRPs, Block Trades & Transfer Trades

Diplomat Room
Join this session for a walk around the “block” to discuss the latest regulatory issues associated with exceptions to the competitive execution requirement. This session will set up the basics for block trade, EFRP, and transfer trade exceptions to competitive execution mandates and then tackle the recent regulatory developments surrounding these exceptions. 


Neal Kumar, Associate, Willkie Farr & Gallagher


Erik Haas, Director, Market Regulation, ICE Futures U.S.
Ryne Miller, Associate, Sullivan & Cromwell
Robert Sniegowski, Executive Director, Rules & Regulatory Outreach, CME Group
Alan Walkow, Vice President & Assistant General Counsel, Goldman Sachs
Melissa Zierk, Managing Director, General Counsel, R.J. O’Brien & Associates